theory_id,filing_id,theory,party,role,basis
5,2,Civil Barratry — counterclaim based on assigned claims,Kassab,counterclaim,"Counterclaim based on 150 express assignments of barratry claims from Pohl's former clients who were allegedly illegally solicited. Because barratry is not legal malpractice (per Pohl's judicial admission), the discovery rule does not apply and assignment is permitted under Texas law."
6,2,Compulsory Counterclaim Timeliness — Tex. Civ. Prac. & Rem. Code § 16.069,Kassab,counterclaim,"Counterclaims arising from same transaction or occurrence may be filed even if independently barred by limitations, if filed within 30 days of answer deadline. Filed contemporaneously with answer; remaining claims to be filed by November 7, 2018."
7,2,Statute of Limitations,Kassab,affirmative_defense,Pohl's claims are barred by applicable statutes of limitations
8,2,Justification,Kassab,affirmative_defense,Kassab's actions were justified
9,2,Estoppel,Kassab,affirmative_defense,Pohl is estopped from asserting claims
10,2,Waiver,Kassab,affirmative_defense,Pohl waived his claims
11,2,Ratification,Kassab,affirmative_defense,Pohl ratified the conduct complained of
12,2,Release,Kassab,affirmative_defense,Pohl released Kassab from liability
13,2,Unclean Hands,Kassab,affirmative_defense,Pohl's own misconduct (barratry) bars his claims in equity
14,2,Contribution,Kassab,affirmative_defense,Other parties share responsibility for any damages
15,2,Failure to Mitigate Damages,Kassab,affirmative_defense,Pohl failed to mitigate his damages
16,2,Lack of Standing,Kassab,affirmative_defense,Pohl lacks standing to assert claims
17,2,Accord and Satisfaction,Kassab,affirmative_defense,Claims were resolved by accord and satisfaction
18,2,Assumption of the Risk,Kassab,affirmative_defense,Pohl assumed the risk of the alleged harm
19,2,Illegality/Criminal Acts,Kassab,affirmative_defense,Pohl's own illegal conduct (barratry) bars recovery
20,2,First Amendment,Kassab,affirmative_defense,First Amendment protects Kassab's conduct (petition and speech rights in filing lawsuits and grievances)
21,2,Attorney Immunity,Kassab,affirmative_defense,Kassab is immune from suit for actions taken in his capacity as an attorney
22,2,In Pari Delicto,Kassab,affirmative_defense,Pohl is equally at fault and thus barred from recovery
40,6,Civil Barratry — Tex. Gov't Code § 82.0651,Kassab,claim,"Civil liability statute for prohibited barratry allowing solicited victims to recover $10,000 penalty, actual damages, and attorney's fees; to be 'liberally construed'"
41,6,Criminal Barratry — Tex. Penal Code § 38.12(a)(4),Kassab,claim,Pohl committed third-degree felony by paying money to persons to solicit employment with intent to obtain economic benefit
42,6,"Criminal Barratry — Tex. Penal Code § 38.12(b)(1), (2), (3)",Kassab,claim,"Pohl financed barratry, invested funds to further barratry, and knowingly accepted employment resulting from barratrous solicitation"
43,6,Criminal Barratry — Tex. Penal Code § 38.12(d)(2)(A),Kassab,claim,Pohl provided or permitted solicitation of accident/disaster victims within 30 days of the accident — specifically the Cheatham and Reese cases
44,6,Commercial Bribery — Tex. Penal Code § 32.43(b),Kassab,claim,"Pohl as a fiduciary solicited, accepted, or agreed to accept benefit from runners on understanding it would influence his conduct in relation to client affairs"
45,6,"Improper Fee Division — Tex. Disciplinary R. Prof'l Conduct 1.04(f)(1)&(2), (g)",Kassab,claim,"Pohl, Williamson, and Rusnak divided fees without proper client consents in writing as required; contracts devoid of mandated Rule 1.04 language"
46,6,Failure to Disclose — Tex. Disciplinary R. Prof'l Conduct 1.03,Kassab,claim,Pohl failed to disclose material information about barratry to clients Cheatham and Reese
47,6,Failure to Withdraw — Tex. Disciplinary R. Prof'l Conduct 1.15(a)(1),Kassab,claim,"Pohl failed to withdraw from representations procured by barratry, keeping many ill-gotten clients"
48,6,"Fee Sharing with Non-Lawyers — Tex. Disciplinary R. Prof'l Conduct 5.04(a), (d)(1)",Kassab,claim,"Pohl shared attorney's fees with Walker, Ladner, Seymour, Santana, Talley, and other non-lawyers regarding both BP and rollover cases"
49,6,"Paying for Solicitation — Tex. Disciplinary R. Prof'l Conduct 7.03(b), (d)",Kassab,claim,"Pohl paid, gave, and offered to pay money to unlicensed persons for soliciting and referring clients, and collected fees from employment obtained through such solicitation"
50,6,"Advertising Violations — Tex. Disciplinary R. Prof'l Conduct 7.05(a), (c)",Kassab,claim,Listed in violations section of Exhibit A
51,6,"Continuing Improperly Obtained Employment — Tex. Disciplinary R. Prof'l Conduct 7.06(a), (b)",Kassab,claim,Pohl accepted and continued employment procured by prohibited solicitation and continued using runners for rollover cases even after Walker's conviction
52,6,"Serious Crime / Barratry / Fraud — Tex. Disciplinary R. Prof'l Conduct 8.04(a)(1)-(4), (a)(9), (a)(12), (b)",Kassab,claim,"Pohl violated rules by committing barratry (a 'serious crime'), engaging in fraud, deceit, and misrepresentation, and violating laws relating to practice of law"
53,6,"Unauthorized Practice of Law — Tex. Disciplinary R. Prof'l Conduct 5.05, 7.01",Kassab,claim,Pohl operated law offices in Mississippi and Tennessee without being licensed to practice in those states
54,6,Communication with Represented Person — Tex. Disciplinary R. Prof'l Conduct 4.02,Kassab,claim,Pohl approached Kassab's client during deposition and told him to call directly to settle without lawyers present
55,6,Obstruction / Witness Tampering — Tex. Penal Code Chapter 36; Rules 3.04 and 8.04,Kassab,claim,"Pohl paid Santana $50,000 cash for agreement not to testify against him"
56,7,Texas Citizens Participation Act (TCPA/Anti-SLAPP) — Right of Free Speech (Tex. Civ. Prac. & Rem. Code § 27.001(3)),Kassab,defense,Pohl's lawsuit targets communications made in connection with matters of public concern — barratry lawsuits and grievances discussing illegal attorney conduct; legal services constitute 'services in the marketplace'
57,7,TCPA — Right to Petition (Tex. Civ. Prac. & Rem. Code § 27.001(4)),Kassab,defense,Filing barratry lawsuits and State Bar grievances are communications made in or about judicial and governmental proceedings
58,7,TCPA — Right of Association (Tex. Civ. Prac. & Rem. Code § 27.001(2)),Kassab,defense,Kassab joined with his clients to collectively pursue their common interest in bringing barratry claims against Pohl
59,7,"Attorney Immunity Doctrine (Cantey Hanger, LLP v. Byrd)",Kassab,affirmative_defense,"All complained-of conduct — obtaining client information, filing lawsuits, filing grievances — falls within the scope of client representation; Highland Capital directly analogous"
60,7,"Statute of Limitations (Tex. Civ. Prac. & Rem. Code §§ 16.003, 16.010)",Kassab,affirmative_defense,"Pohl knew of his claims in 2014 (moved from Gulfport office, learned from secretary clients were diverted, Mississippi Litigation discovery began October 2014) but did not file until August 2018, exceeding the 2-year conversion/conspiracy and 3-year TUTSA limitations periods"
61,7,Res Judicata / Claims Preclusion,Kassab,affirmative_defense,"Pohl sued Precision Marketing for conversion, fraud, and unjust enrichment in the Mississippi Litigation based on the same transactions; settled with prejudice on April 21, 2017"
62,7,Failure to Establish Conversion — Lack of Ownership,Kassab,defense,"Precision Marketing, not Pohl, owned the client lists and marketing information according to Favre's testimony"
63,7,Failure to Establish TUTSA Claim — Not Trade Secrets,Kassab,defense,Client names and addresses are publicly known and not trade secrets; Kassab reasonably believed Precision Marketing owned the materials
64,8,Civil Barratry — counterclaim based on assigned claims,Kassab,counterclaim,"Counterclaims on behalf of 150 assigned barratry claimants whose claims were illegally solicited by Pohl through paid runners. Because barratry is not legal malpractice (per Pohl's judicial admission), assignment is permitted."
65,8,Compulsory Counterclaim Timeliness — Tex. Civ. Prac. & Rem. Code § 16.069,Kassab,counterclaim,"Counterclaims arising from same transaction may be filed even if barred by limitations, if filed within 30 days of the answer. Filed contemporaneously; remaining by November 7, 2018."
66,8,Statute of Limitations,Kassab,affirmative_defense,Pohl's claims are time-barred
67,8,Justification,Kassab,affirmative_defense,Kassab's conduct was justified
68,8,Estoppel,Kassab,affirmative_defense,Pohl is estopped from asserting claims
69,8,Waiver,Kassab,affirmative_defense,Pohl waived his claims
70,8,Ratification,Kassab,affirmative_defense,Pohl ratified the conduct complained of
71,8,Release,Kassab,affirmative_defense,Pohl released Kassab from liability
72,8,Unclean Hands,Kassab,affirmative_defense,Pohl's own illegal barratry precludes equitable relief
73,8,Contribution,Kassab,affirmative_defense,Other parties share responsibility for any damages
74,8,Failure to Mitigate Damages,Kassab,affirmative_defense,Pohl failed to mitigate his damages
75,8,Lack of Standing,Kassab,affirmative_defense,Pohl does not own the allegedly converted property
76,8,Accord and Satisfaction,Kassab,affirmative_defense,Claims resolved by accord and satisfaction
77,8,Assumption of the Risk,Kassab,affirmative_defense,Pohl assumed the risk of the alleged harm
78,8,Illegality/Criminal Acts,Kassab,affirmative_defense,Pohl's claims arise from his own criminal conduct (barratry)
79,8,First Amendment,Kassab,affirmative_defense,"Kassab's conduct is protected speech, petition, and association"
80,8,Attorney Immunity,Kassab,affirmative_defense,Kassab's conduct falls within scope of client representation
81,8,In Pari Delicto,Kassab,affirmative_defense,Pohl is equally at fault
82,8,Res Judicata,Kassab,affirmative_defense,Pohl's claims were or should have been litigated in the Mississippi Litigation (new defense added in this amended answer)
91,10,Evidentiary Objection — Defective Affidavit (Lack of Personal Knowledge),Kassab,defense,Shepherd's affidavit fails to meet requirements of Tex. R. Evid. 602 because it is not based on personal knowledge and does not state facts are true and correct — perjury does not attach
92,10,"Evidentiary Objection — Failed Business Records Foundation (Tex. R. Evid. 803(6), 902(10))",Kassab,defense,Shepherd fails to establish all six elements required for business records exception; fails to show he is custodian of records; failed to provide requisite notice
93,10,Evidentiary Objection — Hearsay Upon Hearsay,Kassab,defense,All documents attached to the Shepherd affidavit are inadmissible hearsay upon hearsay
94,10,Evidentiary Objection — Conclusory Affidavit (No Evidence as Matter of Law),Kassab,defense,"Pohl's declaration paragraphs 3-9 contain only conclusions without underlying facts, which do not raise fact issues and are incompetent evidence"
95,10,Client Ownership of Files (Tex. Disciplinary R. Prof'l Conduct 1.15(d)),Kassab,defense,"Attorney files belong to the client, not the attorney; Pohl has no ownership claim over client files; attorney is agent of client"
96,10,Lack of Standing — Pohl Never Owned Subject Documents,Kassab,defense,"Documents came from Precision Marketing Group (owned by Favre), not Pohl; even if they were Pohl's legal files, client files belong to clients; Pohl lacks standing to sue for conversion or trade secret theft"
97,10,TCPA Commercial Exception Inapplicable (Tex. Civ. Prac. & Rem. Code § 27.010(b)),Kassab,defense,Pohl has not proven all four Castleman elements; purchasing marketing lists is not a commercial transaction involving legal services; Kassab is not primarily engaged in purchasing marketing lists; party asserting exemption bears burden of proving applicability
98,11,Civil Barratry (expanded counterclaim — 235 claimants),Kassab,counterclaim,"Counterclaims based on express assignments from 235 barratry victims whose cases were illegally solicited by Pohl; Pohl judicially admitted barratry is not legal malpractice, so assignment is permitted"
99,11,Compulsory Counterclaim Timeliness (Tex. Civ. Prac. & Rem. Code § 16.069),Kassab,counterclaim,Counterclaims arising from same transaction may be filed within 30 days of the answer even if independently barred by limitations
100,11,Designation of Responsible Third Parties,Kassab,defense,"Billy Shepherd, Walker, Seymour, and Ladner are the sole or proximate cause of any damages alleged by Pohl; Shepherd failed to protect Pohl's interests in Federal Litigation settlement; the runners sold and transferred all property to Favre"
101,11,Statute of Limitations,Kassab,affirmative_defense,Same as prior answer
102,11,Justification,Kassab,affirmative_defense,Same as prior answer
103,11,Estoppel,Kassab,affirmative_defense,Same as prior answer
104,11,Waiver,Kassab,affirmative_defense,Same as prior answer
105,11,Ratification,Kassab,affirmative_defense,Same as prior answer
106,11,Release,Kassab,affirmative_defense,Same as prior answer
107,11,Unclean Hands,Kassab,affirmative_defense,Same as prior answer
108,11,Contribution,Kassab,affirmative_defense,Same as prior answer
109,11,Failure to Mitigate Damages,Kassab,affirmative_defense,Same as prior answer
110,11,Lack of Standing,Kassab,affirmative_defense,Same as prior answer
111,11,Accord and Satisfaction,Kassab,affirmative_defense,Same as prior answer
112,11,Assumption of the Risk,Kassab,affirmative_defense,Same as prior answer
113,11,Illegality/Criminal Acts,Kassab,affirmative_defense,Same as prior answer
114,11,First Amendment,Kassab,affirmative_defense,Same as prior answer
115,11,Attorney Immunity,Kassab,affirmative_defense,Same as prior answer
116,11,In Pari Delicto,Kassab,affirmative_defense,Same as prior answer
117,11,Res Judicata,Kassab,affirmative_defense,Same as prior answer
118,12,Civil Barratry (expanded counterclaim — 242 claimants),Kassab,counterclaim,Counterclaims based on express assignments from 242 barratry victims whose cases were illegally solicited by Pohl
119,12,Compulsory Counterclaim Timeliness (Tex. Civ. Prac. & Rem. Code § 16.069),Kassab,counterclaim,Counterclaims arising from same transaction filed within 30 days of the original answer
120,12,Designation of Responsible Third Parties,Kassab,defense,"Shepherd, Walker, Seymour, and Ladner are sole or proximate cause of Pohl's damages; enhanced with Shepherd's knowledge of pre-settlement document transfers to third parties including Kassab"
121,12,Statute of Limitations,Kassab,affirmative_defense,Same as prior answers
122,12,Justification,Kassab,affirmative_defense,Same as prior answers
123,12,Estoppel,Kassab,affirmative_defense,Same as prior answers
124,12,Waiver,Kassab,affirmative_defense,Same as prior answers
125,12,Ratification,Kassab,affirmative_defense,Same as prior answers
126,12,Release,Kassab,affirmative_defense,Same as prior answers
127,12,Unclean Hands,Kassab,affirmative_defense,Same as prior answers
128,12,Contribution,Kassab,affirmative_defense,Same as prior answers
129,12,Failure to Mitigate Damages,Kassab,affirmative_defense,Same as prior answers